Best Practices for Retirement Plan Fiduciaries

Guest Speaker

Tina Anstett
ERISA Attorney, Director-Advanced Markets – 401(k)
AXA Distributors, LLC

RSVP via email to Maria.Keith@axa-advisors.com, call (858) 465-0770 or online at http://www.mariakeith.com/seminars.cfm
Webinar link and instructions will be sent via email after RSVP is received.

Best Practices for Retirement Plan Fiduciaries.
• Compliance Framework for Employee Benefit Plans

• What/Who is a Fiduciary?

• Basic Fiduciary Duties

• Delegation of Responsibilities

• Settlor v. Fiduciary Acts

• Limiting Liability

• Prohibited Transactions

• Correction Programs

• Action Steps

This presentation is being sponsored in whole or in part by AXA Distributors, LLC. Securities offered through AXA Advisors, LLC (NY, NY 212-554-1234), member FINRA, SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products offered through AXA Network, LLC. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC; and in Utah, as AXA Network Insurance Agency of Utah, LLC; and in Puerto Rico as AXA Network of Puerto Rico, Inc. AXA Advisors, AXA Network, and AXA Distributors are affiliated companies and do not provide tax or legal advice.
GE 101347 (3/15)(Exp 3/17)

Best Practices for Retirement Plan Fi...

Date and Time

Monday Sep 14, 2015
10:00 AM - 11:00 AM PDT

September 14, 2015 at 10am

Location

Webinar. Link and Instructions to follow after RSVP is received.

Fees/Admission

Free

Website

http://www.mariakeith.com

Contact Information

Maria A. Keith, MBA Financial Consultant (858)465-0770 www.mariakeith.com Maria.Keith@axa-advisors.com CA Insurance Lic: 0H295292
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